Current position

Cathie Wood’s Caterpillar (CAT) position

Reported position history, portfolio importance and verified filing changes from public SEC disclosures.

ARK Investment ManagementVerified through Q2 2026
Relationship snapshot

At a glance

The full verified relationship, including prior ownership episodes and exits where supported.

First reportedQ1 2020Earliest verified positive filing snapshot
Latest statusCurrent positionBased on the latest supported relationship state
Peak shares381.97KHighest verified quarter-end share count
Quarters reported26Verified quarters with shares above zero
What happened?

ARK Investment Management first reported Caterpillar in Q1 2020. The reported position was increased and reduced across later filings. ARK Investment Management currently reports 56.01K shares. The latest verified filing showed: Sold 4.4% of the position.

Verified SEC history

Position over time

See the same verified relationship through reported shares, portfolio weight or reported value.

Metric

Gaps indicate periods that cannot be safely connected or where a verified corporate action changes the raw share scale. Stock price, when available, is market context and not a transaction price.

Key filing events

What changed

Latest filing plus the most meaningful reported changes. Unchanged quarters are collapsed by default.

Q2 2026
Sold 4.4% of the position−2.57K shares · 56.01K shares remained
Filing context

Quarter-end price $1,064.90 · Estimated holding basis $464.41

Q1 2026
Bought 71.4% more+24.41K shares · 58.58K shares reported after the change
Filing context

Quarter-end price $708.46 · Estimated holding basis $464.41

Q4 2025
Bought 9.7% more+3.02K shares · 34.17K shares reported after the change
Filing context

Quarter-end price $572.87 · Estimated holding basis $290.05

Q3 2025
Bought 11.7% more+3.27K shares · 31.14K shares reported after the change
Filing context

Quarter-end price $477.15 · Estimated holding basis $262.59

Q2 2025
Bought 33.7% more+7.02K shares · 27.88K shares reported after the change
Filing context

Quarter-end price $388.21 · Estimated holding basis $237.44

Q1 2025
Bought 0.005% more+1 shares · 20.86K shares reported after the change
Filing context

Quarter-end price $329.80 · Estimated holding basis $186.69

Portfolio importance

How important is Caterpillar in ARK Investment Management’s reported portfolio?

Relative importance is measured only within the verified primary non-option reported portfolio for each quarter.

Current portfolio weight0.4%Q2 2026
Current rank#53of 190 reported positions
Peak portfolio weight0.4%Q2 2026
Best historical rank#53Q2 2026
At peak importanceQ2 2026
CAT
0.4%
Largest holding
7.5%
Cross-investor discovery

Who else owns Caterpillar?

Also reported by 4 other tracked investors in their latest verified filings.

Bill GatesGates Foundation Trust
CAT19.7% of reported portfolio
Joel GreenblattGotham Asset Management
CAT0.3% of reported portfolio
Ray DalioBridgewater Associates, LP
CAT0.0% of reported portfolio
Explore Caterpillar across all tracked investors →
SEC evidence & methodology

SEC filing evidence

Market context and filing-derived values are kept separate from actual transaction prices, which 13F filings do not disclose.

Latest verified stock price$808.992026-09-18

Market context only; not an investor transaction price.

Latest filing quarter-end price$1,064.90Q2 2026

Derived from validated reported value and shares where supported.

Estimated holding basis$464.41Historical reference — not actual purchase price

Calculated from supported filing history.

Latest verified investor filingQ2 2026 · filed 2026-08-14
Open SEC filing ↗

View Caterpillar stock page →

This tracker follows ARK Investment Management’s aggregated Form 13F disclosures. It is not Cathie Wood’s personal brokerage account, and 13F filings do not reveal exact trade dates or execution prices.